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Current Employers
Fortress Financial Solutions, Llc

4640 East Sunrise Drive Suite 211, Tucson, AZ 85718 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-02-28
  • AZ RA
    APPROVED
    Since 2025-02-28

Branch Locations

4640 East Sunrise Drive Suite 211, Tucson, AZ 85718 • United States

4640 East Sunrise Drive Suite 211, Tucson, AZ 85718 • United States

Margo Financial

Tucson, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-08
TX RA APPROVED_RES 2023-01-13
AZ RA APPROVED 2022-10-21
  • CA RA
    APPROVED
    Since 2023-02-08
  • TX RA
    APPROVED_RES
    Since 2023-01-13
  • AZ RA
    APPROVED
    Since 2022-10-21

Branch Locations

Tucson, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pgh Advisors, Llc Tucson AZ 10/2020 12/2021
The Hopman Group, Llc Tucson AZ 05/2019 12/2021
The Hopman Group, Llc Tucson AZ 01/2019 05/2019
Cabi Tucson AZ 01/2015 06/2019
Gradient Advisors Arden Hills MN 12/2021 Present
Margo Financial, Llc Tucson AZ 09/2022 Present
Fortress Financial Solutions, Llc Tucson AZ 12/2023 Present
  • 10/2020 → 12/2021
    Pgh Advisors, Llc
    Tucson, AZ
  • 05/2019 → 12/2021
    The Hopman Group, Llc
    Tucson, AZ
  • 01/2019 → 05/2019
    The Hopman Group, Llc
    Tucson, AZ
  • 01/2015 → 06/2019
    Cabi
    Tucson, AZ
  • 12/2021 → Present
    Gradient Advisors
    Arden Hills, MN
  • 09/2022 → Present
    Margo Financial, Llc
    Tucson, AZ
  • 12/2023 → Present
    Tucson, AZ
Previous Registrations
Other Businesses

Mrs. Marie Celeste Gooch is the Founder and Chief Compliance Officer (COO) of Registered Investment Advisor MarGo Financial, L.L.C. Her primary business activity is to provide financial planning services to her clients and others. Presently, she uses Gradient Advisors, L.L.C. and Fortress Financial Solutions, L.L.C. as third-party money managers. This is an investment related business. Mrs. Gooch is currently a licensed insurance agent; however, she does not sell insurance products, and will not affiliate with an insurance company. Mrs. Gooch has worked with this company since August 24, 2021 to present. Mrs. Gooch spends 120 hours per month and 100 hours per month during trading hours on this enterprise. The business' address is 4640 East Sunrise Drive, Suite 211, Tucson, Arizona, 85718. Mrs. Gooch obtained the Certified Financial Planner (CFP) designation in 2024.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-22
  • S65 Uniform Investment Adviser Law Examination
    2020-06-22
Designations

View on SEC IAPD

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