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234 1St Street, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-03-21 |
| CA | RA | APPROVED | 2024-03-20 |
Branch Locations
2750 E Cottonwood Pkwy Ste 300, Cottonwood Heights, UT 84121 • United States
234 1St Street, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank N.A. | Murray | UT | 12/2015 | 07/2020 |
| Fidelity Investments | Murray | UT | 08/2020 | 04/2021 |
| Wells Fargo Clearing Services Llc | Salt Lake City | UT | 09/2021 | 10/2022 |
| Unemployed | Murray | UT | 05/2021 | 09/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Salt Lake City | UT | 11/2022 | 03/2024 |
| Bank Of America, N.A. | Salt Lake City | UT | 02/2023 | 03/2024 |
| Sofi Securities, Llc | Cottonwood Heights | UT | 03/2024 | Present |
| Sofi Wealth, Llc | San Francisco | CA | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2020-12-17 |
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