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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-13
NY RA APPROVED 2023-01-11
  • TX RA
    APPROVED_RES
    Since 2023-01-13
  • NY RA
    APPROVED
    Since 2023-01-11

Branch Locations

565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Elmsford NY 02/2021 Present
Mml Investors Services, Llc Elmsford NY 02/2021 08/2021
State University Of New York At Cortland Cortland NY 08/2016 05/2020
Mml Investors Services, Llc Elmsford NY 08/2021 Present
Unemployed Carmel NY 05/2020 02/2021
  • 02/2021 → Present
    Massmutual Life Insurance Co
    Elmsford, NY
  • 02/2021 → 08/2021
    Elmsford, NY
  • 08/2016 → 05/2020
    State University Of New York At Cortland
    Cortland, NY
  • 08/2021 → Present
    Elmsford, NY
  • 05/2020 → 02/2021
    Unemployed
    Carmel, NY
Other Businesses

NAME: FRANK NEWMAN INV REL: Y ADD: 565 TAXTER RD STE 625 ELMSFORD NY 10523 NATURE: OUTSIDE INSURANCE SALES POSITION: INDEPENDENT INSURNACE AGENT START DATE: 2/15/2023 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 2 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LONG-TERM CARE, & HEALTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-08
  • S66 Uniform Combined State Law Examination
    2022-03-08
Designations
Other Names
  • Frank Joseph Newman
  • Frank Newman

View on SEC IAPD

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