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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-20
  • CA RA
    APPROVED
    Since 2024-11-20

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Encino, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 08/2020 04/2021
David Nazarian Business And Economics (Csun) Northridge CA 09/2019 05/2020
Keller Williams Encino CA 03/2019 12/2019
Csun - Chicana/O Writing Center Northridge CA 01/2018 01/2019
Sol Y Luna Tarzana CA 12/2017 08/2018
Petit Trois Le Valley Sherman Oaks CA 11/2018 01/2019
Unemployed Encino CA 06/2020 07/2020
United States Census Bureau Woodland Hills CA 08/2020 10/2020
Follett Higher Education Group, Inc. Westchester IL 08/2017 09/2017
Ca State University, Northridge Northridge CA 08/2016 05/2020
The Vanguard Group, Inc. Scottsdale AZ 07/2022 10/2022
Tutor.COm New York NY 05/2021 05/2022
Us Small Business Administration Fort Worth TX 11/2020 05/2022
California Lutheran University Thousand Oaks CA 08/2021 05/2024
Self-Employed Encino CA 01/2021 Present
Empower Financial Services, Inc Greenwood Village CO 12/2022 Present
  • 08/2020 → 04/2021
    Equitable Advisors, Llc
    New York, NY
  • 09/2019 → 05/2020
    David Nazarian Business And Economics (Csun)
    Northridge, CA
  • 03/2019 → 12/2019
    Keller Williams
    Encino, CA
  • 01/2018 → 01/2019
    Csun - Chicana/O Writing Center
    Northridge, CA
  • 12/2017 → 08/2018
    Sol Y Luna
    Tarzana, CA
  • 11/2018 → 01/2019
    Petit Trois Le Valley
    Sherman Oaks, CA
  • 06/2020 → 07/2020
    Unemployed
    Encino, CA
  • 08/2020 → 10/2020
    United States Census Bureau
    Woodland Hills, CA
  • 08/2017 → 09/2017
    Follett Higher Education Group, Inc.
    Westchester, IL
  • 08/2016 → 05/2020
    Ca State University, Northridge
    Northridge, CA
  • 07/2022 → 10/2022
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2021 → 05/2022
    Tutor.COm
    New York, NY
  • 11/2020 → 05/2022
    Us Small Business Administration
    Fort Worth, TX
  • 08/2021 → 05/2024
    California Lutheran University
    Thousand Oaks, CA
  • 01/2021 → Present
    Self-Employed
    Encino, CA
  • 12/2022 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-15
S63 Uniform Securities Agent State Law Examination 2022-09-01
  • S66 Uniform Combined State Law Examination
    2024-11-15
  • S63 Uniform Securities Agent State Law Examination
    2022-09-01
Other Names
  • Rafael Nieves Rios
  • Rafael Nievesrios

View on SEC IAPD

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