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Ali M Schmitt

Morgan Stanley

Oak Brook, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-12
IL RA APPROVED 2024-07-08
  • TX RA
    APPROVED_RES
    Since 2024-07-12
  • IL RA
    APPROVED
    Since 2024-07-08

Branch Locations

2211 York Road Suite 100, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Indianapolis IN 09/2020 07/2022
Jp Morgan Indianapolis IN 05/2019 08/2019
Kimball Electronics Jasper IN 05/2018 08/2018
Indiana University Bloomington IN 08/2019 09/2020
Indiana University Bloomington IN 08/2018 05/2019
Indiana University Bloomington IN 05/2016 05/2018
Adp Indianapolis IN 07/2022 09/2022
Stifel Indianapolis IN 09/2022 02/2023
Morgan Stanley Oak Brook IL 06/2024 Present
Sapient Capital Llc Indianapolis IN 02/2023 05/2024
  • 09/2020 → 07/2022
    Stifel
    Indianapolis, IN
  • 05/2019 → 08/2019
    Jp Morgan
    Indianapolis, IN
  • 05/2018 → 08/2018
    Kimball Electronics
    Jasper, IN
  • 08/2019 → 09/2020
    Indiana University
    Bloomington, IN
  • 08/2018 → 05/2019
    Indiana University
    Bloomington, IN
  • 05/2016 → 05/2018
    Indiana University
    Bloomington, IN
  • 07/2022 → 09/2022
    Adp
    Indianapolis, IN
  • 09/2022 → 02/2023
    Stifel
    Indianapolis, IN
  • 06/2024 → Present
    Morgan Stanley
    Oak Brook, IL
  • 02/2023 → 05/2024
    Sapient Capital Llc
    Indianapolis, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-08
  • S66 Uniform Combined State Law Examination
    2021-11-08
Other Names
  • Ali Schmitt
  • Ali Margaret Schmitt

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
WEALTHQUEST CORPORATION
ERGAWEALTH ADVISORS, INC.
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
GEIGER WEALTH MANAGEMENT

Other Investors

TODD BRENDAN SCHROEDER
MICHAEL CHRISTOPHER LEE
DANIEL P SCHIPITSCH
ALAN P MADEJ
Anthony Joesph Bittman
Joseph Herr
Lauren A Mlady
Danieh Kasar

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

More in Oak Brook, IL

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