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Samuel Paul Ohanian

Charles Schwab & Co., Inc.

Nashville, TN

Huntsville, AL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-02-07
  • TN RA
    APPROVED
    Since 2024-02-07

Branch Locations

4012-B Hillsboro Pike Suite 103, Nashville, TN 37215 • United States

100 Church Street Suite 125B, Huntsville, AL 35801-4594 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 08/2020 10/2020
Scottsdale Wealth Planning Scottsdale AZ 06/2016 05/2020
Topgolf Scottsdale AZ 05/2014 05/2016
University Of Arizona Tucson AZ 08/2016 05/2020
Notre Dame Prep Scottsdale AZ 08/2012 05/2016
Charles Schwab & Co Nashville TN 04/2021 Present
Unemployed Phoenix AZ 10/2020 04/2021
Td Ameritrade, Inc. Nashville TN 05/2023 06/2024
Charles Schwab Bank Ssb Nashville TN 12/2023 Present
  • 08/2020 → 10/2020
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 06/2016 → 05/2020
    Scottsdale Wealth Planning
    Scottsdale, AZ
  • 05/2014 → 05/2016
    Topgolf
    Scottsdale, AZ
  • 08/2016 → 05/2020
    University Of Arizona
    Tucson, AZ
  • 08/2012 → 05/2016
    Notre Dame Prep
    Scottsdale, AZ
  • 04/2021 → Present
    Charles Schwab & Co
    Nashville, TN
  • 10/2020 → 04/2021
    Unemployed
    Phoenix, AZ
  • 05/2023 → 06/2024
    Td Ameritrade, Inc.
    Nashville, TN
  • 12/2023 → Present
    Charles Schwab Bank Ssb
    Nashville, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-24
S66 Uniform Combined State Law Examination 2023-08-12
S63 Uniform Securities Agent State Law Examination 2020-11-23
  • S65 Uniform Investment Adviser Law Examination
    2024-01-24
  • S66 Uniform Combined State Law Examination
    2023-08-12
  • S63 Uniform Securities Agent State Law Examination
    2020-11-23
Other Names
  • Sam Paul Ohanian
  • Samuel P Ohanian
  • Samuel Ohanian

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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