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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-01-26 |
| AZ | RA | APPROVED | 2022-10-25 |
| TX | RA | APPROVED | 2022-10-25 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2020 | Present |
| Hillsdale College | Hillsdale | MI | 04/2017 | 05/2020 |
| Tilted Axis Brewery | Lapeer | MI | 06/2017 | 08/2017 |
| Atlas Network | Arlington | VA | 06/2018 | 08/2018 |
| The Institute For Humane Studies | Arlington | VA | 06/2019 | 08/2019 |
| Hillsdale College | Hillsdale | MI | 08/2016 | 05/2020 |
| Hillsdale College | Hillsdale | MI | 09/2016 | 03/2017 |
| Unemployed | Lapeer | MI | 05/2020 | 07/2020 |
| Shipt, Llc | Birmingham | AL | 04/2021 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 08/2020 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 08/2020 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Prosper Funding LLC NON-INVESTMENT/INVESTMENT RELATED: INVESTMENT RELATED ADDRESS (City/State): San Francisco, CA NATURE OF BUSINESS: Passive Investment POSITION: Investor START DATE (Month/Year): 06/2017 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Hold non-transferable and illiquid consumer debt notes NAME OF BUSINESS: Self-Employed NON-INVESTMENT RELATED: ADDRESS: BIRMINGHAM, AL NATURE OF BUSINESS: DELIVERY POSITION: CONTRACTED DRIVER FOR SHIPT START DATE: 4/2021 APPROX. HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Contracted DRIVER FOR SHIPT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-23 |
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