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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-12-02 |
| AZ | RA | APPROVED | 2023-08-09 |
Branch Locations
12555 Manchester Road, St. Louis, MO 63131 • United States
8620 South River Parkway, Tempe, AZ 85284 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2020 | 06/2023 |
| J.P. Morgan Chase Bank, N.A | Phoenix | AZ | 04/2019 | 07/2020 |
| Grand Canyon University | Phoenix | AZ | 05/2018 | 04/2019 |
| Wells Fargo Bank N.A. | Phoenix | AZ | 07/2015 | 05/2018 |
| Grand Canyon University | Phoenix | AZ | 08/2018 | 04/2020 |
| Arizona State University | Phoenix | AZ | 08/2014 | 12/2017 |
| Edward Jones | Tempe | AZ | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-23 |
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