Rafael Jorge Roca

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2020 → 01/2022
  Equitable Advisors, Llc
  Miami, FL
• 09/2016 → 05/2020
  Florida State University
  Tallahassee, FL
• 06/2018 → 08/2018
  D.R. Horton
  Coconutcreek, FL
• 06/2019 → 08/2019
  Mas Tec
  Coral Gabels, FL
• 05/2020 → 07/2020
  Unemployed
  Miami, FL
• 02/2022 → Present
  Mml Investors Services, Llc
  Coral Gables, FL
• 12/2021 → Present
  Mass Mutual Life Insurance Company
  Coral Gables, FL

Previous Registrations

• 2021-11-17 → 2022-01-20
  Equitable Advisors, Llc
  Miami, FL

Other Businesses

Name: Rafael J Roca Inv rel: Y Add: 2100 Ponce de Leon Blvd Suite 600 Coral Gables FL 33134 Nature: Outside Insurance Position: Agent Start date: 7/1/2022 No hrs/mo: 1 No hrs/mo dur trading: 1 Describe duties: Life, Fixed Annuities, Disability, Long-term care, Health, and Property & Casualty.

Exams

• S66 Uniform Combined State Law Examination
  2021-11-11

Other Names

• Rafael Roca
• Rafael Jorge Roca
• Rafael Jorge Roca