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701 5Th Avenue 74Th Floor, Seattle, WA 98104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-02 |
| WA | RA | APPROVED | 2021-11-16 |
Branch Locations
701 5Th Avenue 74Th Floor, Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Camas | WA | 06/2018 | 10/2021 |
| Stockwell, Harris, Woolverton & Helphrey | Los Angeles | CA | 06/2014 | 05/2018 |
| Occidental College Library | Los Angeles | CA | 09/2017 | 05/2018 |
| Occidental College | Los Angeles | CA | 09/2014 | 05/2018 |
| Occidental Teachers Students Partnership In Science | Los Anegeles | CA | 09/2015 | 09/2016 |
| Freestone Capital Management Llc | Seattle | WA | 11/2021 | 01/2026 |
| Seattle Monorail Services | Seattle | WA | 05/2023 | 10/2023 |
| Freestone Capital Management, Llc | Seattle | WA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-10 |
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