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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-01
NY RA APPROVED 2024-06-14
  • TX RA
    APPROVED
    Since 2024-08-01
  • NY RA
    APPROVED
    Since 2024-06-14

Branch Locations

900 South Ave, Staten Island, NY 10314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 08/2020 05/2024
Unemployed Staten Island NY 12/2019 07/2020
South Shore Golf Course Staten Island NY 07/2019 11/2019
New York Yankees Bronx NY 06/2018 06/2019
Wilentz, Goldman & Spitzer Woodbridge NJ 06/2016 06/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Staten Island NY 05/2024 Present
Home Advisor New York NY 01/2020 02/2020
Cuny- College Of Staten Island Staten Island NY 08/2016 05/2018
Bank Of America, N.A Staten Island NY 06/2024 Present
  • 08/2020 → 05/2024
    New York, NY
  • 12/2019 → 07/2020
    Unemployed
    Staten Island, NY
  • 07/2019 → 11/2019
    South Shore Golf Course
    Staten Island, NY
  • 06/2018 → 06/2019
    New York Yankees
    Bronx, NY
  • 06/2016 → 06/2018
    Wilentz, Goldman & Spitzer
    Woodbridge, NJ
  • 05/2024 → Present
    Staten Island, NY
  • 01/2020 → 02/2020
    Home Advisor
    New York, NY
  • 08/2016 → 05/2018
    Cuny- College Of Staten Island
    Staten Island, NY
  • 06/2024 → Present
    Bank Of America, N.A
    Staten Island, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-20
S63 Uniform Securities Agent State Law Examination 2020-08-27
  • S65 Uniform Investment Adviser Law Examination
    2024-03-20
  • S63 Uniform Securities Agent State Law Examination
    2020-08-27
Other Names
  • Michael Centonza
  • Michael Dominick Centonza

View on SEC IAPD

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