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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-11-14 |
Branch Locations
101 W Big Beaver Road Suite 705, Troy, MI 48084 • United States
3033 Orchard Vista Drive Suite 102, Grand Rapids, MI 49546 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Grand Rapids | MI | 07/2020 | 11/2024 |
| Eminence Financial Group | Grand Rapids | MI | 11/2014 | 08/2020 |
| Prudential Insurance Company Of America | Grand Rapids | MI | 11/2020 | Present |
| Lpl Enterprise, Llc | Grand Rapids | MI | 11/2024 | Present |
1) 10/31/2024 - n/a - Artist/ Musician - teach private violin lessons - Not INV Related - At Sand Lake, MI - Start Date 08/19/1982 - 2hrs/mth - 0hrs During Trading 2) 01/03/2025 - n/a - Artist/ Musician - virtual violin lesson - Not INV Related - At Sand Lake, MI - Start Date 08/19/1982 - 4hrs/mth - 0hrs During Trading 3) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-11-02 |
| S65 | Uniform Investment Adviser Law Examination | 2020-03-12 |
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