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Claudia Balarezo

Td Private Client Wealth LLC

Coral Gables, FL

Sarasota, FL

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-04-24
ME RA APPROVED 2024-02-07
MO RA APPROVED 2024-02-07
TX RA APPROVED_RES 2024-01-12
NC RA APPROVED 2023-08-03
NJ RA APPROVED 2021-03-29
NY RA APPROVED 2021-03-26
PA RA APPROVED 2021-03-26
FL RA APPROVED 2020-10-23
  • VA RA
    APPROVED
    Since 2026-04-24
  • ME RA
    APPROVED
    Since 2024-02-07
  • MO RA
    APPROVED
    Since 2024-02-07
  • TX RA
    APPROVED_RES
    Since 2024-01-12
  • NC RA
    APPROVED
    Since 2023-08-03
  • NJ RA
    APPROVED
    Since 2021-03-29
  • NY RA
    APPROVED
    Since 2021-03-26
  • PA RA
    APPROVED
    Since 2021-03-26
  • FL RA
    APPROVED
    Since 2020-10-23

Branch Locations

255 Alhambra Circle, Coral Gables, FL 33134 • United States

3450 Clark Road, Sarasota, FL 34231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. Coral Gables FL 07/2020 Present
Td Bank N.A. Miami FL 12/2013 07/2020
Td Private Client Wealth Llc Coral Gables FL 08/2020 Present
  • 07/2020 → Present
    Td Bank N.A.
    Coral Gables, FL
  • 12/2013 → 07/2020
    Td Bank N.A.
    Miami, FL
  • 08/2020 → Present
    Td Private Client Wealth Llc
    Coral Gables, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-08-25
S65 Uniform Investment Adviser Law Examination 2020-10-22
  • S63 Uniform Securities Agent State Law Examination
    2025-08-25
  • S65 Uniform Investment Adviser Law Examination
    2020-10-22
Other Names
  • Claudia Luz Balarezo

View on SEC IAPD

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MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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