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Sarah Elizabeth Montague

Ubs Financial Services Inc.

Cincinnati, OH

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-25
  • OH RA
    APPROVED
    Since 2024-11-25

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Covington KY 03/2017 11/2023
Veritude Covington KY 09/2016 03/2017
Ubs Financial Services, Inc Cincinnati OH 11/2023 Present
  • 03/2017 → 11/2023
    Fidelity Investments
    Covington, KY
  • 09/2016 → 03/2017
    Veritude
    Covington, KY
  • 11/2023 → Present
    Ubs Financial Services, Inc
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-22
S63 Uniform Securities Agent State Law Examination 2020-12-17
  • S66 Uniform Combined State Law Examination
    2024-11-22
  • S63 Uniform Securities Agent State Law Examination
    2020-12-17
Other Names
  • Sarah Elizabeth Montague
  • Sarah Montague

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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