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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-03-27 |
| MO | RA | APPROVED | 2021-03-27 |
Branch Locations
11 Glen Ed Professional Park, Glen Carbon, IL 62034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 07/2020 | Present |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 03/2021 | Present |
| Babcock & Associates, Inc | Glen Carbon | IL | 07/2020 | Present |
| Pacific Western Bank | 7733 Forsyth Blvd Suite 1300 | MO | 07/2019 | 07/2020 |
| Central Bank Of St Louis | Des Peres | MO | 08/2016 | 06/2019 |
1) Babcock & Associates, Inc.; non-investment related; 11 Glen Ed Professional Park Glen Carbon, IL 62034; Insurance Broker; Start: 07/06/2020; 240 hours devoted to that business; 240 hours devoted to other business; sell property & casualty and life & health insurance 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 03/27/21 3) Babcock Insurance & Financial Services, 11 Glen Ed Professional Park, Glen Carbon, IL 62034, 10/2021, DBA for Insurance Business, INV REL, 20 HR/MO - 20 HR/MO Trading. 4) Project Periwinkle, 9909 Manchester Rd #106, Warson Woods, MO 63122, 02/2015, Board Member, Volunteer, 5 HR/MO - 2 HR/MO Trading. 5) BNI EBB, 2477 IL-157, Edwardsville, IL 62025, 09/2022, Leadership Team, Insurance Networking and Referrals, 10 HR/MO - 2 HR/MO Trading. 6) MOUNTAINS TO MOLEHILLS, 144 E FERGUSON AVE, WOOD RIVER IL 62095, 06/2022, BOARD MEMBER, CHARITABLE ORGANIZATION, NIR, 10 HR/MO - 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-27 |
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