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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-03-27
MO RA APPROVED 2021-03-27
  • IL RA
    APPROVED
    Since 2021-03-27
  • MO RA
    APPROVED
    Since 2021-03-27

Branch Locations

11 Glen Ed Professional Park, Glen Carbon, IL 62034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc. Fairfield IA 07/2020 Present
Cambridge Investment Research Advisors Inc. Fairfield IA 03/2021 Present
Babcock & Associates, Inc Glen Carbon IL 07/2020 Present
Pacific Western Bank 7733 Forsyth Blvd Suite 1300 MO 07/2019 07/2020
Central Bank Of St Louis Des Peres MO 08/2016 06/2019
  • 07/2020 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 03/2021 → Present
    Fairfield, IA
  • 07/2020 → Present
    Babcock & Associates, Inc
    Glen Carbon, IL
  • 07/2019 → 07/2020
    Pacific Western Bank
    7733 Forsyth Blvd Suite 1300, MO
  • 08/2016 → 06/2019
    Central Bank Of St Louis
    Des Peres, MO
Other Businesses

1) Babcock & Associates, Inc.; non-investment related; 11 Glen Ed Professional Park Glen Carbon, IL 62034; Insurance Broker; Start: 07/06/2020; 240 hours devoted to that business; 240 hours devoted to other business; sell property & casualty and life & health insurance 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 03/27/21 3) Babcock Insurance & Financial Services, 11 Glen Ed Professional Park, Glen Carbon, IL 62034, 10/2021, DBA for Insurance Business, INV REL, 20 HR/MO - 20 HR/MO Trading. 4) Project Periwinkle, 9909 Manchester Rd #106, Warson Woods, MO 63122, 02/2015, Board Member, Volunteer, 5 HR/MO - 2 HR/MO Trading. 5) BNI EBB, 2477 IL-157, Edwardsville, IL 62025, 09/2022, Leadership Team, Insurance Networking and Referrals, 10 HR/MO - 2 HR/MO Trading. 6) MOUNTAINS TO MOLEHILLS, 144 E FERGUSON AVE, WOOD RIVER IL 62095, 06/2022, BOARD MEMBER, CHARITABLE ORGANIZATION, NIR, 10 HR/MO - 0 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-27
  • S65 Uniform Investment Adviser Law Examination
    2021-03-27
Other Names
  • Michael Babcock

View on SEC IAPD

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