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Current Employers
Carsonallaria Wealth Management, Ltd.

1 Ginger Creek Meadows Dr, Glen Carbon, IL 62034 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-13
IL RA APPROVED 2021-11-12
  • TX RA
    APPROVED_RES
    Since 2024-11-13
  • IL RA
    APPROVED
    Since 2021-11-12

Branch Locations

1 Ginger Creek Meadows Dr, Glen Carbon, IL 62034 • United States

2246 S. State Route 157 Suite 225, Glen Carbon, IL 62034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2016 08/2020
Northwestern Mutual Investment Services Llc Glen Carbon IL 06/2017 08/2020
Northwestern Mutual Investment Services Llc Saint Louis MO 07/2019 08/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2016 08/2020
Northwestern Mutual Investment Services Llc Glen Carbon IL 06/2017 08/2018
Cambridge Investment Research Advisors, Inc Fairfield IA 09/2020 10/2021
Cambridge Investment Research, Inc Fairfield IA 08/2020 10/2021
Carsonallaria Wealth Management, Ltd. Glen Carbon IL 11/2021 Present
  • 05/2016 → 08/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2017 → 08/2020
    Northwestern Mutual Investment Services Llc
    Glen Carbon, IL
  • 07/2019 → 08/2020
    Northwestern Mutual Investment Services Llc
    Saint Louis, MO
  • 05/2016 → 08/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2017 → 08/2018
    Northwestern Mutual Investment Services Llc
    Glen Carbon, IL
  • 09/2020 → 10/2021
    Fairfield, IA
  • 08/2020 → 10/2021
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 11/2021 → Present
    Glen Carbon, IL
Previous Registrations
Other Businesses

1) RUBY CREST APARTMENTS, LLC, 920 W. CROBIN STREET BETHALTO, IL 62010. 06/13/2022, OWNER/MANAGING MEMBER- PERSONAL REAL ESTATE INVESTMENTS. WILL RECEIVE INCOME THROUGH DISTRIBUTIONS. NOT INVESTMENT RELATED. 1 HR/WK 2) MHP, LCC. 65 WOODCREST DRIVE BETHALTO, IL 62010. MANAGING MEMBER. PERSONAL REAL ESTATE INVESTMENT. WILL RECEIVE INCOME THROUGH DISTRIBUTIONS. NOT INVESTMENT RELATED. 1 HR/WK 3) WCF, LCC. 65 WOODCREST DRIVE BETHALTO, IL 62010. MANAGING MEMBER. PERSONAL REAL ESTATE INVESTMENT. WILL RECEIVE INCOME THROUGH DISTRIBUTIONS. NOT INVESTMENT RELATED. 1 HR/WK 4) MVR PROPERTIES; NOT INVESTMENT RELATED; 2246 S STATE ROUTE 157 GLEN CARBON IL 62034; NATURE OF BUSINESS IS TO INVEST IN PROPERTIES; TITLE: MEMBER; START DATE: 07/29/2024; APPROX <4 HRS/MONTH, NONE OF WHICH ARE DURING SECURITIES TRADING HOURS; DUTIES ARE SOLELY OWNING THE BUILDING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-01
  • S65 Uniform Investment Adviser Law Examination
    2020-09-01
Other Names
  • Jeffrey Ryan Waters
  • Jay Waters Waters
  • Jeffrey Ryan Waters
  • Jay Waters Waters

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