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Inactive

Jong Hsien Lim

City Different Investments

Santa Fe, NM

Tenafly, NJ

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Current Employers
City Different Investments

925 Paseo De Peralta, Santa Fe, NM 87501 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-03-15
NM RA APPROVED 2022-08-23
  • NJ RA
    APPROVED
    Since 2026-03-15
  • NM RA
    APPROVED
    Since 2022-08-23

Branch Locations

925 Paseo De Peralta, Santa Fe, NM 87501 • United States

Tenafly, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jefferies Llc New York NY 07/2020 02/2021
Pwc Florham Park NJ 07/2015 10/2018
University Of Pennsylvania Philadelphia PA 08/2018 05/2020
Thornburg Investment Management Santa Fe NM 06/2019 08/2019
N/A Brooklyn NY 06/2020 06/2020
City Different Investments Santa Fe NM 02/2021 Present
  • 07/2020 → 02/2021
    Jefferies Llc
    New York, NY
  • 07/2015 → 10/2018
    Pwc
    Florham Park, NJ
  • 08/2018 → 05/2020
    University Of Pennsylvania
    Philadelphia, PA
  • 06/2019 → 08/2019
    Thornburg Investment Management
    Santa Fe, NM
  • 06/2020 → 06/2020
    N/A
    Brooklyn, NY
  • 02/2021 → Present
    City Different Investments
    Santa Fe, NM
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-09-28
  • S63 Uniform Securities Agent State Law Examination
    2020-09-28
Designations
Other Names
  • Jong Hsien Lim

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
G. ALLEN FINANCIAL INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
EP WEALTH ADVISORS
EDWARD JONES
UBS FINANCIAL SERVICES INC.
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK
BRUCE HOWARD GALPERT
JESSICA LEIGH MARLOWE
QUENTIN JOHN HEFFRON
JOHN BARRY GERST
JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM
EP WEALTH ADVISORS · Santa Fe, NM
EDWARD JONES · SANTA FE, NM
UBS FINANCIAL SERVICES INC. · SANTA FE, NM
RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

More in Santa Fe, NM

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