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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-01-24 |
Branch Locations
919 Old Highway 8 Nw Suite 400, New Brighton, MN 55112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bethel University | St. Paul | MN | 08/2016 | 05/2017 |
| Abbott Label | Dallas | TX | 06/2017 | 08/2017 |
| Bethel University | St. Paul | MN | 09/2017 | 05/2018 |
| Abbott Label | Dallas | MN | 06/2018 | 08/2018 |
| Bethel Wellness Center | St. Paul | MN | 08/2018 | 04/2020 |
| Dispatch | Bloomington | MN | 05/2019 | 05/2020 |
| Unemployed | Shoreview | MN | 06/2020 | 07/2020 |
| Equitable Advisors, Llc. | New York | NY | 08/2020 | 01/2024 |
| Pure Hockey | Minnetonka | MN | 09/2021 | 04/2022 |
| Commonwealth Financial Network | San Diego | CA | 01/2024 | Present |
| Fps Financial, Inc. | New Brighton | MN | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-23 |
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