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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-07-15 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
5001 W Founders Way Suite 100, Rogers, AR 72758 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Conway | AR | 04/2011 | 05/2017 |
| University Of Central Arkansas | Conway | AR | 08/2018 | 02/2019 |
| Virco Manufacturing Corp | Conway | AR | 05/2017 | 08/2017 |
| University Of Central Arkansas | Conway | AR | 08/2017 | 05/2019 |
| Joe's Crabshack | Destin | FL | 05/2019 | 07/2019 |
| Conway Regional Health & Fitness | Conway | AR | 08/2019 | 03/2020 |
| Virco Manufacturing Corp | Conway | AR | 04/2020 | 08/2020 |
| Knp Llc | Conway | AR | 11/2020 | 04/2021 |
| 49 Wealth Management Llc | Rogers | AR | 11/2020 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2021 | 01/2024 |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 08/2024 | Present |
49 Wealth Management / investment related / 5001 W Founders Way STE L10, Rogers, AR 72758/ Investment Advisor Representative / Registered Investment Adviser/ 80 hours per month / Associate Advisor / 11/20/2020 / 6 hours/ advising clients regarding investment accounts 49 Financial / fixed insurance agent / Non- investment related / 5001 W Founders Way STE L10, Rogers, AR 72758 / 11/20/2020/ 10 hours per month during business hours / helping clients choose the appropriate risk management solutions Oakwood Capital Securities / Investment Related / Registered Representative / 5001 W Founders Way STE L10, Rogers, AR 72758 / Start Date: 7/15/2024; Registered Representative / 20 hours per month during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2021-02-12 |
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