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Michael Andrew Smith

Edward Jones

Phoenix, AZ

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-22
AZ RA APPROVED 2024-09-06
  • TX RA
    APPROVED
    Since 2024-11-22
  • AZ RA
    APPROVED
    Since 2024-09-06

Branch Locations

4505 E Chandler Blvd Ste 220, Phoenix, AZ 85048 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co Inc Phoenix AZ 07/2020 01/2024
Chrc Mesa AZ 09/2018 12/2018
Home Depot Inc Mesa AZ 05/2017 07/2017
Full Time Education Tempe AZ 01/2018 06/2020
Education At Work Tempe AZ 05/2019 07/2020
Full Time Education Scottsdale AZ 01/2016 12/2017
Tune Turner Llc Aguila AZ 09/2015 Present
Morgan Stanley Gilbert AZ 01/2024 08/2024
Edward Jones St Louis MO 09/2024 Present
  • 07/2020 → 01/2024
    Phoenix, AZ
  • 09/2018 → 12/2018
    Chrc
    Mesa, AZ
  • 05/2017 → 07/2017
    Home Depot Inc
    Mesa, AZ
  • 01/2018 → 06/2020
    Full Time Education
    Tempe, AZ
  • 05/2019 → 07/2020
    Education At Work
    Tempe, AZ
  • 01/2016 → 12/2017
    Full Time Education
    Scottsdale, AZ
  • 09/2015 → Present
    Tune Turner Llc
    Aguila, AZ
  • 01/2024 → 08/2024
    Gilbert, AZ
  • 09/2024 → Present
    St Louis, MO
Previous Registrations
Other Businesses

Tune Turner, LLC Type: Disk Jockey Date: 09/08/15 Title: Owner Trad Hrs: 0 Tot Hrs: 2 Desc: Wedding and event music. City-State: Aguila AZ *

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-19
S63 Uniform Securities Agent State Law Examination 2021-07-09
  • S66 Uniform Combined State Law Examination
    2022-04-19
  • S63 Uniform Securities Agent State Law Examination
    2021-07-09
Designations
Other Names
  • Michael A Smith

View on SEC IAPD

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