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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sportsman's Warehouse | Chico | CA | 10/2018 | 12/2018 |
| City And County Of San Francisco | Moccasin | CA | 06/2016 | 08/2020 |
| Tennis Warehouse | San Luis Obispo | CA | 09/2017 | 05/2018 |
| Equitable Advisors, Llc | New York | NY | 08/2020 | 07/2022 |
| Cuesta College | San Luis Obispo | CA | 08/2015 | 05/2018 |
| California State University, Chico | Chico | CA | 08/2018 | 05/2020 |
| Fidelity Investments | Jamestown | CA | 09/2022 | 07/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Modesto | CA | 09/2024 | Present |
| Unemployed | Jamestown | CA | 08/2024 | 09/2024 |
| Bank Of America, N.A. | Modesto | CA | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-30 |
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