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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-24
  • CA RA
    APPROVED
    Since 2024-10-24

Branch Locations

801 10Th St, Modesto, CA 95354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sportsman's Warehouse Chico CA 10/2018 12/2018
City And County Of San Francisco Moccasin CA 06/2016 08/2020
Tennis Warehouse San Luis Obispo CA 09/2017 05/2018
Equitable Advisors, Llc New York NY 08/2020 07/2022
Cuesta College San Luis Obispo CA 08/2015 05/2018
California State University, Chico Chico CA 08/2018 05/2020
Fidelity Investments Jamestown CA 09/2022 07/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Modesto CA 09/2024 Present
Unemployed Jamestown CA 08/2024 09/2024
Bank Of America, N.A. Modesto CA 10/2024 Present
  • 10/2018 → 12/2018
    Sportsman's Warehouse
    Chico, CA
  • 06/2016 → 08/2020
    City And County Of San Francisco
    Moccasin, CA
  • 09/2017 → 05/2018
    Tennis Warehouse
    San Luis Obispo, CA
  • 08/2020 → 07/2022
    New York, NY
  • 08/2015 → 05/2018
    Cuesta College
    San Luis Obispo, CA
  • 08/2018 → 05/2020
    California State University, Chico
    Chico, CA
  • 09/2022 → 07/2024
    Fidelity Investments
    Jamestown, CA
  • 09/2024 → Present
    Modesto, CA
  • 08/2024 → 09/2024
    Unemployed
    Jamestown, CA
  • 10/2024 → Present
    Bank Of America, N.A.
    Modesto, CA
Previous Registrations
  • 2022-10-26 → 2024-07-25
    Fidelity Personal And Workplace Advisors
    Jamestown, CA
  • 2020-12-09 → 2022-08-04
    Folsom, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-30
  • S66 Uniform Combined State Law Examination
    2020-11-30

View on SEC IAPD

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