Best Investors
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Best Investors
Account
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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-10-29 |
Branch Locations
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
433 South Main Street Suite 322, West Hartford, CT 06110 • United States
47 Water Street Suite 101, Mystic, CT 06355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St Cloud | MN | 08/2020 | 10/2023 |
| Big Y | Plainville | CT | 03/2016 | 05/2019 |
| Central Connecticut State University | New Britain | CT | 07/2018 | 05/2020 |
| Travelers Insurance | Hartford | CT | 06/2019 | 08/2019 |
| Cetera Investment Advisers Llc | East Hartford | CT | 09/2020 | 10/2023 |
| Foundations Investment Advisors, Llc | Phoenix | AZ | 10/2023 | Present |
CAL FINANCIAL SERVICES LTD; 73 HILLTOP ROAD, PLAINVILLE, CT 06062; PROVIDE TAX PREPERATION; BOOKKEEPINGL AND TAX CONSULTING SERVICES; PERFORM ALL AS NEEDED DUTIES RELATEED TO THE CONTINUATION OF THE TAX BUSINESS; STARTED FEBRUARY 2023; 5 HOURS PER MONTH SPENT ON BUSINESS, TYPICALLY DURING THE WEEKENDS. 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS. TOWN OF PLAINVILLE - AVIATION COMMISSION; 1 CENTRAL SQUARE, PLAINVILLE, CT 06062; VOLUNTEER WORK TO HELP RUN THE TOWN AIRPORT- ROBERTSON AIRPORT MEMBER; DISCUSS NEEDED MAINTENCE/ REPAIRS AND REVIEW BUDGET; STARTED MAY 2023; 1 HOUR PER MONTH; 0 DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-28 |
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