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Michael Clinton Evans

LPl Financial LLC

Westerville, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-25
OH RA APPROVED 2022-10-03
  • TX RA
    APPROVED
    Since 2023-01-25
  • OH RA
    APPROVED
    Since 2022-10-03

Branch Locations

5839 Chandler Ct, Westerville, OH 43082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stay At Home Dad Columbus OH 10/2015 02/2021
Gwn Securities, Inc. Palm Beach Gardens FL 02/2021 03/2022
Lpl Financial Westerville OH 06/2022 Present
  • 10/2015 → 02/2021
    Stay At Home Dad
    Columbus, OH
  • 02/2021 → 03/2022
    Gwn Securities, Inc.
    Palm Beach Gardens, FL
  • 06/2022 → Present
    Lpl Financial
    Westerville, OH
Previous Registrations
  • 2013-09-05 → 2015-10-19
    Wells Fargo Clearing Services, Llc
    Columbus, OH
    Dublin, OH
  • 2013-02-25 → 2013-06-24
    Edelman Financial Services, Llc
    Columbus, OH
    Fairfax, VA
  • 2011-08-04 → 2013-02-14
    Pfs Investments Inc.
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Columbus, OH
Other Businesses

6/2022 - DBA for LPL Business (entity for LPL business) - Stark Financial Group Inc - Investment Related - Westerville, OH, 43081

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-26
S65 Uniform Investment Adviser Law Examination 2011-04-05
S63 Uniform Securities Agent State Law Examination 2005-07-27
  • S66 Uniform Combined State Law Examination
    2022-09-26
  • S65 Uniform Investment Adviser Law Examination
    2011-04-05
  • S63 Uniform Securities Agent State Law Examination
    2005-07-27
Designations

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
ARSENEAU FINANCIAL
ELEVATION FINANCIAL PARTNERS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
FIFTH THIRD SECURITIES, INC.
PRIVATE ADVISOR GROUP, LLC
KEY INVESTMENT SERVICES LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

JANET LEA GABEL
WILLIAM MITCHELL GARNER
SHAWN MICHAEL ARSENEAU
Deana Christine Arseneau
John Holden McKewen
ALLEN LEE WEAVER
Sathaporn Sathaporn Nguapha
DANIEL PATRICK MILLER

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Westerville, OH
ARSENEAU FINANCIAL · WESTERVILLE, OH
ELEVATION FINANCIAL PARTNERS, LLC · WESTERVILLE, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Westerville, OH
LPL FINANCIAL LLC · Westerville, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
FIFTH THIRD SECURITIES, INC. · WESTERVILLE, OH

More in Westerville, OH

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