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Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-20
AL RA APPROVED 2026-08-07
TX RA APPROVED 2026-08-03
  • FL RA
    APPROVED
    Since 2026-08-20
  • AL RA
    APPROVED
    Since 2026-08-07
  • TX RA
    APPROVED
    Since 2026-08-03

Branch Locations

2318 2Nd Avenue N, Birmingham, AL 35203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riddell Sports Group Cleveland OH 06/2019 08/2019
Suffolk Construction Boston MA 06/2018 08/2018
Cornerstone Investment Management And Consulting Daphne AL 06/2017 08/2017
Tufts University Medford MA 06/2016 05/2020
Stephens Inc. Little Rock AR 07/2020 05/2022
Stephens Inc. Charlotte NC 05/2022 01/2026
Stephens Inc. Tuscaloosa AL 01/2026 07/2026
Arete Wealth Management Chicago IL 08/2026 Present
Shades Creek Wealth Advisors Birmingham AL 08/2026 Present
Arete Wealth Advisors Chicago IL 08/2026 Present
  • 06/2019 → 08/2019
    Riddell Sports Group
    Cleveland, OH
  • 06/2018 → 08/2018
    Suffolk Construction
    Boston, MA
  • 06/2017 → 08/2017
    Cornerstone Investment Management And Consulting
    Daphne, AL
  • 06/2016 → 05/2020
    Tufts University
    Medford, MA
  • 07/2020 → 05/2022
    Stephens Inc.
    Little Rock, AR
  • 05/2022 → 01/2026
    Stephens Inc.
    Charlotte, NC
  • 01/2026 → 07/2026
    Stephens Inc.
    Tuscaloosa, AL
  • 08/2026 → Present
    Arete Wealth Management
    Chicago , IL
  • 08/2026 → Present
    Shades Creek Wealth Advisors
    Birmingham, AL
  • 08/2026 → Present
    Arete Wealth Advisors
    Chicago, IL
Previous Registrations
  • 2020-11-17 → 2026-08-18
    Little Rock, AR
    Tuscaloosa, AL
    Little Rock, AR
    Charlotte, NC
Other Businesses

Shades Creek Wealth Advisors, dba, Financial Advisor, 160 hours per month, during trading hours, Birmingham, AL; Start Date: 07/2026.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-16
  • S66 Uniform Combined State Law Examination
    2020-11-16

View on SEC IAPD

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