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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-20 |
| AL | RA | APPROVED | 2026-08-07 |
| TX | RA | APPROVED | 2026-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riddell Sports Group | Cleveland | OH | 06/2019 | 08/2019 |
| Suffolk Construction | Boston | MA | 06/2018 | 08/2018 |
| Cornerstone Investment Management And Consulting | Daphne | AL | 06/2017 | 08/2017 |
| Tufts University | Medford | MA | 06/2016 | 05/2020 |
| Stephens Inc. | Little Rock | AR | 07/2020 | 05/2022 |
| Stephens Inc. | Charlotte | NC | 05/2022 | 01/2026 |
| Stephens Inc. | Tuscaloosa | AL | 01/2026 | 07/2026 |
| Arete Wealth Management | Chicago | IL | 08/2026 | Present |
| Shades Creek Wealth Advisors | Birmingham | AL | 08/2026 | Present |
| Arete Wealth Advisors | Chicago | IL | 08/2026 | Present |
Shades Creek Wealth Advisors, dba, Financial Advisor, 160 hours per month, during trading hours, Birmingham, AL; Start Date: 07/2026.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-16 |
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