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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-07-27 |
| NM | RA | APPROVED | 2023-07-18 |
Branch Locations
14500 N Northsight Blvd Ste 213, Scottsdale, AZ 85260 • United States
Albuquerque, NM • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kirtland Federal Credit Union | Albuqerque | NM | 08/2016 | 07/2023 |
| Lpl Financial Llc | Albuquerque | NM | 07/2020 | 07/2023 |
| Ameriprise Financial Services, Llc | Scottsdale | AZ | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-26 |
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