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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-08-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 07/2020 | 12/2021 |
| Lancaster Bible College | Lancaster | PA | 08/2016 | 05/2020 |
| Rockland Immunochemicals, Inc. | Pottstown | PA | 06/2019 | 08/2019 |
| Lancaster Bible College | Lancaster | PA | 02/2017 | 05/2020 |
| Leirf3, Inc. Chick-Fil-A/Lansdale Fsu | Lansdale | PA | 06/2018 | 01/2019 |
| The Energy Station | Harleysville | PA | 07/2017 | 08/2017 |
| Financial Voyages, Llc | Harleysville | PA | 03/2022 | 07/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2022 | 07/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2024 | 07/2024 |
| Lpl Financial Llc | Harleysville | PA | 08/2024 | Present |
1- 08/2024 / Kemp Harvest Financial Group / DBA for LPL Business (entity for LPL business) / Inv Related / 160 hrs mnth / 6.5 hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-09 |
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