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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-22 |
| DE | RA | APPROVED | 2017-11-29 |
| MD | RA | APPROVED | 2017-11-29 |
| NJ | RA | APPROVED | 2017-11-29 |
| PA | RA | APPROVED | 2017-11-29 |
| RI | RA | APPROVED | 2017-11-29 |
| VA | RA | APPROVED | 2017-11-29 |
Branch Locations
331 Ruth Rd, Harleysville, PA 19438 • United States
165 Main St, Suite 300, Harleysville, PA 19438 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kemp & Associates Retirement Services | Plymouth Meeting | PA | 09/2002 | Present |
| Kemp & Associates Tax Advisory, Llc | Plymouth Meeting | PA | 08/2004 | 03/2021 |
| National Planning Corporation | Harleysville | PA | 03/2008 | 11/2017 |
| Lpl Financial Llc | Harleysville | PA | 11/2017 | Present |
1. 11/29/2017 - M & M Kemp Real Estate Management CO. LLC - Not Investment Related - Plymouth Meeting PA - Real Estate Rental - Owner, maintains the property - start date 3/13/2008 - 1 hour per month/1% time spent per month. 2. 11/29/2017 - Kemp Harvest Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - President - Owner - start date 10/1/2013 - 174 hours per month during securities trading. 3. 12/19/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/30/2017 - 1 Hour Per Month During Securities Trading - Work directly with Pacific Life (paid direct) for fixed business. 4. 01/23/2018 - 165 Main Street LLC - Not Investment Related - Harleysville, PA - Real Estate Rental - Owner - Start Date 12/15/2017 - 5 Hours Per Month/5 Hours During Securities Trading. 5. 7/2/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Servicing Agent/Producer - Start Date: 11/30/2017 - 10 Hours Per Month/10 Hours During Securities Trading. 6. 4/15/2021 - Kemp & Associates Retirement Services, Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - President - Started 10/12/2017 - 1 Hour Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1989-03-21 |
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