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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-11-29 |
Branch Locations
331 Ruth Rd, Harleysville, PA 19438 • United States
114 South 8Th Street, Stroudsburg, PA 18360 • United States
165 Main St, Suite 300, Harleysville, PA 19438 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kemp & Associates | Harleysville | PA | 02/2011 | Present |
| National Planning Corporation | Harleysville | PA | 03/2011 | 02/2017 |
| Lpl Financial Llc | Harleysville | PA | 11/2017 | Present |
1. 11/29/2017 - Kemp Harvest Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2/2011. 2. 07/26/2024 - Victory Christian Athletic Apparel - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Start Date 12/31/1994 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-17 |
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