Joshua Andrew Kaplan

1800 M Street Nw #1010-S, Washington, DC 20036 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2024-05-28
MD	RA	APPROVED	2024-04-18
VA	RA	APPROVED	2024-04-18

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Virginia Tech	Blacksburg	VA	08/2016	05/2020
Alpha Omega Wealth Management	Richmond	VA	06/2017	07/2017
Mariner Wealth Advisors	Madison	NJ	05/2019	07/2019
Wag!	Madison	NJ	06/2019	06/2019
Armstrong, Fleming & Moore, Inc.	Washington	DC	07/2020	Present
Unemployed - Had Signed Contract With Afm, But Not Working Yet	Henrico	VA	05/2020	07/2020
Commonwealth Financial Network	Waltham	MA	12/2020	05/2024
Commonwealth Financial Network	Waltham	MA	05/2024	Present

08/2016 → 05/2020

Virginia Tech

Blacksburg, VA
06/2017 → 07/2017

Alpha Omega Wealth Management

Richmond, VA
05/2019 → 07/2019

Mariner Wealth Advisors

Madison, NJ
06/2019 → 06/2019

Wag!

Madison, NJ
07/2020 → Present

Armstrong, Fleming & Moore, Inc.

Washington, DC
05/2020 → 07/2020

Unemployed - Had Signed Contract With Afm, But Not Working Yet

Henrico, VA
12/2020 → 05/2024

Commonwealth Financial Network

Waltham, MA
05/2024 → Present

Commonwealth Financial Network

Waltham, MA

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2020-12-21

Other Firms