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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-03
WI RA APPROVED 2022-03-16
  • TX RA
    APPROVED
    Since 2022-06-03
  • WI RA
    APPROVED
    Since 2022-03-16

Branch Locations

2 E Mifflin St, Madison, WI 53703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Madison WI 07/2020 Present
Massmutual Financial Services Madison WI 01/2019 08/2019
Bankers Life Madison WI 06/2018 09/2018
Thomasbradley Insurance Madison WI 04/2017 09/2017
Maple Bluff Country Club Madison WI 05/2017 08/2017
Iowa State University Ames IA 03/2017 04/2017
University Of Wisconsin Madison WI 09/2017 05/2020
Iowa State University Ames IA 08/2016 05/2017
Middleton High School Middleton WI 09/2012 09/2016
Wando Ventures Inc Madison WI 11/2018 09/2019
Bank Of America N.A. Madison WI 02/2024 Present
  • 07/2020 → Present
    Madison, WI
  • 01/2019 → 08/2019
    Massmutual Financial Services
    Madison, WI
  • 06/2018 → 09/2018
    Bankers Life
    Madison, WI
  • 04/2017 → 09/2017
    Thomasbradley Insurance
    Madison, WI
  • 05/2017 → 08/2017
    Maple Bluff Country Club
    Madison, WI
  • 03/2017 → 04/2017
    Iowa State University
    Ames, IA
  • 09/2017 → 05/2020
    University Of Wisconsin
    Madison, WI
  • 08/2016 → 05/2017
    Iowa State University
    Ames, IA
  • 09/2012 → 09/2016
    Middleton High School
    Middleton, WI
  • 11/2018 → 09/2019
    Wando Ventures Inc
    Madison, WI
  • 02/2024 → Present
    Bank Of America N.A.
    Madison, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-16
  • S66 Uniform Combined State Law Examination
    2021-06-16

View on SEC IAPD

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