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707 E Harrison St, Seattle, WA 98102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2015-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Seattle | WA | 03/2016 | 03/2017 |
| Sagepoint Financial, Inc. | Portland | OR | 03/2017 | 01/2020 |
| Lpl Financial | Portland | OR | 01/2020 | Present |
1) 1/2000 - DBA for LPL Business (entity for LPL business) - US INVESTORS INTERNATIONAL - Investment Related - Portland, OR 97223 2) 1/2000 - Business Entity For Tax/Investment Purposes Only - LEWELLING VENTURES, INC. - Not Investment Related - 900 WASHINGTON STREET, SUITE 840 VANCOUVER, WA 98660
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-07-27 |
| S66 | Uniform Combined State Law Examination | 2010-09-08 |
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