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Francis Semsem

Equitable Advisors, LLC

Greenwood Village, CO

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-14
CO RA APPROVED 2022-01-13
  • TX RA
    APPROVED
    Since 2022-01-14
  • CO RA
    APPROVED
    Since 2022-01-13

Branch Locations

5613 Dtc Parkway Suite 600, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
By Design Collective Denver CO 10/2017 03/2020
Johnson & Wales University Denver CO 03/2018 04/2020
The Marmara Park Avenue New York NY 03/2016 02/2017
Unemployed Denver CO 04/2017 09/2017
Equitable Advisors, Llc New York NY 07/2020 Present
  • 10/2017 → 03/2020
    By Design Collective
    Denver, CO
  • 03/2018 → 04/2020
    Johnson & Wales University
    Denver, CO
  • 03/2016 → 02/2017
    The Marmara Park Avenue
    New York, NY
  • 04/2017 → 09/2017
    Unemployed
    Denver, CO
  • 07/2020 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-10
S63 Uniform Securities Agent State Law Examination 2021-01-28
  • S66 Uniform Combined State Law Examination
    2022-01-10
  • S63 Uniform Securities Agent State Law Examination
    2021-01-28

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
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