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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-05-02 |
| TX | RA | APPROVED | 2025-05-02 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Caurus Academy | Anthem | AZ | 07/2018 | 05/2020 |
| Groupon | Scottsdale | AZ | 07/2017 | 07/2018 |
| Kings Fish House | Rancho Cucamonga | CA | 01/2016 | 02/2017 |
| Big 5 Sporting Goods | Corona | CA | 02/2017 | 07/2017 |
| Olive Garden | Phoenix | AZ | 04/2019 | 03/2022 |
| Mellow Mushroom | Phoenix | AZ | 04/2021 | Present |
| Robinhood Financial, Llc | Tempe | AZ | 11/2021 | 08/2022 |
| Robinhood Markets, Inc | Tempe | AZ | 11/2021 | 08/2022 |
| J.P. Morgan Securities Llc | Tempe | AZ | 09/2022 | 08/2023 |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 09/2022 | 08/2023 |
| Vanguard | Scottsdale | AZ | 07/2020 | 11/2021 |
| Unemployed | Phoenix | AZ | 06/2020 | 06/2020 |
| Red Robin Gourmet Burgers, Inc. | Corona | CA | 08/2016 | 03/2017 |
| Lyft | Corona | CA | 11/2015 | 11/2016 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 01/2024 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 05/2025 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 01/2024 | Present |
NAME OF BUSINESS: MELLOW MUSHROOM NON-INVESTMENT RELATED NATURE OF BUSINESS: SERVICE ADDRESS: PHOENIX, AZ POSITION: SERVER START DATE: 04/2021 APPROIMATE. HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SERVE TABLES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-10 |
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