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Richard Joseph Marvray

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 7277501

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-05-02
TX RA APPROVED 2025-05-02
  • AZ RA
    APPROVED
    Since 2025-05-02
  • TX RA
    APPROVED
    Since 2025-05-02

Branch Locations

14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Caurus Academy Anthem AZ 07/2018 05/2020
Groupon Scottsdale AZ 07/2017 07/2018
Kings Fish House Rancho Cucamonga CA 01/2016 02/2017
Big 5 Sporting Goods Corona CA 02/2017 07/2017
Olive Garden Phoenix AZ 04/2019 03/2022
Mellow Mushroom Phoenix AZ 04/2021 Present
Robinhood Financial, Llc Tempe AZ 11/2021 08/2022
Robinhood Markets, Inc Tempe AZ 11/2021 08/2022
J.P. Morgan Securities Llc Tempe AZ 09/2022 08/2023
Jpmorgan Chase Bank, N.A. Tempe AZ 09/2022 08/2023
Vanguard Scottsdale AZ 07/2020 11/2021
Unemployed Phoenix AZ 06/2020 06/2020
Red Robin Gourmet Burgers, Inc. Corona CA 08/2016 03/2017
Lyft Corona CA 11/2015 11/2016
The Vanguard Group, Inc. Scottsdale AZ 01/2024 Present
Vanguard Advisers, Inc. Scottsdale AZ 05/2025 Present
Vanguard Marketing Corporation Scottsdale AZ 01/2024 Present
  • 07/2018 → 05/2020
    Caurus Academy
    Anthem, AZ
  • 07/2017 → 07/2018
    Groupon
    Scottsdale, AZ
  • 01/2016 → 02/2017
    Kings Fish House
    Rancho Cucamonga, CA
  • 02/2017 → 07/2017
    Big 5 Sporting Goods
    Corona, CA
  • 04/2019 → 03/2022
    Olive Garden
    Phoenix, AZ
  • 04/2021 → Present
    Mellow Mushroom
    Phoenix, AZ
  • 11/2021 → 08/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 11/2021 → 08/2022
    Robinhood Markets, Inc
    Tempe, AZ
  • 09/2022 → 08/2023
    Tempe, AZ
  • 09/2022 → 08/2023
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
  • 07/2020 → 11/2021
    Vanguard
    Scottsdale, AZ
  • 06/2020 → 06/2020
    Unemployed
    Phoenix, AZ
  • 08/2016 → 03/2017
    Red Robin Gourmet Burgers, Inc.
    Corona, CA
  • 11/2015 → 11/2016
    Lyft
    Corona, CA
  • 01/2024 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2025 → Present
    Scottsdale, AZ
  • 01/2024 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
Previous Registrations
Other Businesses

NAME OF BUSINESS: MELLOW MUSHROOM NON-INVESTMENT RELATED NATURE OF BUSINESS: SERVICE ADDRESS: PHOENIX, AZ POSITION: SERVER START DATE: 04/2021 APPROIMATE. HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SERVE TABLES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-05
S63 Uniform Securities Agent State Law Examination 2020-11-10
  • S66 Uniform Combined State Law Examination
    2022-12-05
  • S63 Uniform Securities Agent State Law Examination
    2020-11-10
Other Names
  • Ricky Marvray
  • Richard Joseph Marvray
  • Richard Marvray
  • Rick Roc Marvray
  • Richard Jospeh Marvray
  • Richard J. Marvray
  • Ricky Joseph Marvray

View on SEC IAPD

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