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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-11-14 |
| NH | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
885 Portland Rd Suite 201, Saco, ME 04072 • United States
500 Edgewater Drive Suite 595, Wakefield, MA 01880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Saco | ME | 05/2020 | 11/2024 |
| Target Corp | Biddeford | ME | 06/2007 | 12/2019 |
| Unemployed | Saco | ME | 01/2020 | 05/2020 |
| Prudential Insurance Company Of America | Saco | ME | 11/2020 | Present |
| Lpl Enterprise, Llc | Saco | ME | 11/2024 | Present |
1. 11/14/2024 - Saco River Financial - DBA for LPL Business (entity for LPL business) - Saco, ME - INV REL - Start Date 07/03/2023 - 0hrs/mth 2. 11/14/2024 - FGS Financial LLC - Business Entity For Tax/Investment Purposes Only - Saco, ME - NOT INV REL - Start Date 06/01/2023 - 5hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-19 |
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