Caleb Morris

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2020 → 09/2020
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 10/2017 → 03/2020
  Texas Roadhouse
  Phoenix, AZ
• 08/2013 → 05/2017
  Sunrise Mountain High School
  Peoria, AZ
• 08/2017 → 04/2020
  Grand Canyon University
  Phoenix, AZ
• 10/2020 → 06/2021
  Texas Roadhouse
  Phoenix, AZ
• 08/2021 → 02/2023
  Sierra Central Credit Union
  Marysville, CA
• 02/2023 → 02/2023
  Ameriprise Financial
  Yuba City, CA
• 03/2020 → 03/2020
  Ameriprise Financial Services, Llc
  Yuba City, CA
• 02/2023 → Present
  Ameriprise Financial Services, Llc.
  Yuba City, CA

Other Businesses

Board of Directors; Yuba Sutter Colusa United Way; Board Member; 1510 Poole Blvd, Ste 204, Yuba City, CA, 95993; Not Investment-Related; 06/22/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; BLUE OAKS MANAGEMENT, LLC; ADVISOR WITH BLUE OAKS MANAGEMENT,LLC AN AMERIPRISE FINANCIAL FRANCHISE; AMERIPRISE FINANCIAL ADVISORY FIRM; 844 Richland Rd Ste A, , Yuba City, CA, 95991; Investment-Related; 05/08/2025; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2023-10-25
• S63 Uniform Securities Agent State Law Examination
  2020-09-05

Other Names

• Caleb Morris
• Caleb Lee Morris