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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APP_PEND_IARCE | 2026-01-01 |
| MO | RA | APPROVED | 2025-01-22 |
Branch Locations
444 Main St., Suite #207, La Crosse, WI 54601 • United States
Saint Louis, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | La Crosse | WI | 07/2020 | Present |
| Borah Teamwear | Coon Valley | WI | 10/2017 | 07/2020 |
| Westby Area Elementary School | Westby | WI | 09/2016 | 05/2017 |
| Unemployed | Viroqua | WI | 06/2017 | 09/2017 |
| Barc | Viroqua | WI | 04/2014 | 09/2016 |
1) 08/30/2023 - Socially Responsible Retirement Strategies, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 08/30/2023 - Public Notary - WI 54601 - Investment related - Start date: 07/19/2021. 3) 11/30/2023 - EE Rosaries - Rep's Business - Etsy Shop Owner - Not Investment Related - Online - Start Date 11/03/2023 - 8 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-21 |
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