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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-01-07
  • AZ RA
    APPROVED
    Since 2021-01-07

Branch Locations

7498 N La Cholla Blvd, Tucson, AZ 85741 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Tucson AZ 07/2020 Present
Principal Securities Inc Tucson AZ 07/2020 Present
Alliance Group Tucson AZ 06/2015 07/2020
Vetrano Financial Services Tucson AZ 08/2022 Present
  • 07/2020 → Present
    Principal Life Insurance Company
    Tucson, AZ
  • 07/2020 → Present
    Tucson, AZ
  • 06/2015 → 07/2020
    Alliance Group
    Tucson, AZ
  • 08/2022 → Present
    Vetrano Financial Services
    Tucson, AZ
Other Businesses

***Fixed Insurance; Investment Related; Tucson, AZ; Agent; Life, Annuities, DI, LTC, Health, Medicare Supplements; Start Date: 01/01/2021; 5 hrs per month; 5 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-22
  • S66 Uniform Combined State Law Examination
    2020-12-22

View on SEC IAPD

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