Dawson Wayne Carpenter

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-05-22
MI	RA	APPROVED	2022-02-01

TX RA
APPROVED_RES

Since 2025-05-22
MI RA
APPROVED

Since 2022-02-01

Branch Locations

325 N. Old Woodward Ave. Suite 320, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities Llc	Troy	MI	05/2021	12/2021
Bass Pro Shops	Auburn Hills	MI	10/2017	03/2022
Culver's	Lake Orion	MI	05/2016	10/2017
The Prudential Insurance Company Of America	Troy	MI	02/2020	12/2021
Raymond James & Associates, Inc	Birmingham	MI	01/2022	Present

05/2021 → 12/2021

Pruco Securities Llc

Troy, MI
10/2017 → 03/2022

Bass Pro Shops

Auburn Hills, MI
05/2016 → 10/2017

Culver's

Lake Orion, MI
02/2020 → 12/2021

The Prudential Insurance Company Of America

Troy, MI
01/2022 → Present

Raymond James & Associates, Inc

Birmingham, MI

Previous Registrations

2021-10-18 → 2021-12-22

Pruco Securities, Llc.

Troy, MI

Other Businesses

The Apostolic Church of Auburn Hills, youth music director, 40 hours per month, 0 during trading hours, start date 05/01/2019, 3655 N Squirrel Rd, Auburn Hills, 48326, non-investment related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-10-18

S66 Uniform Combined State Law Examination

2021-10-18

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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