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Brock Gordon Bennion

LPl Financial LLC

Tacoma, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-29
WA RA APPROVED 2025-04-29
  • TX RA
    APPROVED
    Since 2025-04-29
  • WA RA
    APPROVED
    Since 2025-04-29

Branch Locations

917 Pacific Ave, Ste 407, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kimball Creek Partners Tacoma WA 07/2020 09/2020
Washington University School Of Medicine St. Louis MO 07/2016 07/2020
Lpl Financial, Llc Tacoma WA 07/2020 Present
Financial Advocates Investment Management Tacoma WA 10/2020 08/2021
Financial Advocates Investment Management Tacoma WA 09/2021 Present
  • 07/2020 → 09/2020
    Kimball Creek Partners
    Tacoma, WA
  • 07/2016 → 07/2020
    Washington University School Of Medicine
    St. Louis, MO
  • 07/2020 → Present
    Tacoma, WA
  • 10/2020 → 08/2021
    Financial Advocates Investment Management
    Tacoma, WA
  • 09/2021 → Present
    Financial Advocates Investment Management
    Tacoma, WA
Previous Registrations
  • 2020-10-21 → 2025-06-13
    Financial Advocates Investment Management
    Tacoma, WA
    Olympia, WA
    Tacoma, WA
Other Businesses

1. 10/9/2020 - KIMBALL CREEK PARTNERS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS(ENTITY FOR LPL BUSINESS). 2. 11/19/2021 - Financial Advocates Investment Management - DBA: (Hybrid) Kimball Creek Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/01/2021 - 200 Hours Per Month/150 Hours During Securities Trading. 3. 11/19/2021 - Financial Advocates Investment Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/01/2021 - 200 Hours Per Month/150 Hours During Securities Trading - I provide investment advisory services through Financial Advocates Investment Management, an independent investment advisor firm. I started this business activity in 09/2021. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 03/16/2026 - How do you make money podcast - Radio/ TV/ Podcast - Investment Related - Tacoma, WA - Start Date 03/01/2026 - 5 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-19
  • S66 Uniform Combined State Law Examination
    2020-10-19

View on SEC IAPD

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