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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-29 |
| WA | RA | APPROVED | 2025-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kimball Creek Partners | Tacoma | WA | 07/2020 | 09/2020 |
| Washington University School Of Medicine | St. Louis | MO | 07/2016 | 07/2020 |
| Lpl Financial, Llc | Tacoma | WA | 07/2020 | Present |
| Financial Advocates Investment Management | Tacoma | WA | 10/2020 | 08/2021 |
| Financial Advocates Investment Management | Tacoma | WA | 09/2021 | Present |
1. 10/9/2020 - KIMBALL CREEK PARTNERS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS(ENTITY FOR LPL BUSINESS). 2. 11/19/2021 - Financial Advocates Investment Management - DBA: (Hybrid) Kimball Creek Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/01/2021 - 200 Hours Per Month/150 Hours During Securities Trading. 3. 11/19/2021 - Financial Advocates Investment Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/01/2021 - 200 Hours Per Month/150 Hours During Securities Trading - I provide investment advisory services through Financial Advocates Investment Management, an independent investment advisor firm. I started this business activity in 09/2021. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 03/16/2026 - How do you make money podcast - Radio/ TV/ Podcast - Investment Related - Tacoma, WA - Start Date 03/01/2026 - 5 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-19 |
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