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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-05-06
NY RA APPROVED 2021-02-09
MI RA APPROVED 2020-11-30
OH RA APPROVED 2020-10-14
  • LA RA
    APPROVED
    Since 2021-05-06
  • NY RA
    APPROVED
    Since 2021-02-09
  • MI RA
    APPROVED
    Since 2020-11-30
  • OH RA
    APPROVED
    Since 2020-10-14

Branch Locations

655 Beaver Creek Circle, Maumee, OH 43537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Worthington Industries Delta OH 09/1999 06/2020
Royal Alliance Associates, Inc. Maumee OH 09/2020 Present
  • 09/1999 → 06/2020
    Worthington Industries
    Delta, OH
  • 09/2020 → Present
    Royal Alliance Associates, Inc.
    Maumee, OH
Other Businesses

1. MCCABE OUTDOOR POWER, LLC POSITION: Co-Owner NATURE: Partnership LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/23/2008 ADDRESS: 10008 Yawberg Rd, Grand Rapids OH 43522, United States DESCRIPTION: I help customers as they come in, as well as manage accounts payable and payroll. 2. SAVAGE AND ASSOCIATES POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 60 START DATE: 06/18/2020 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537, United States DESCRIPTION: Sell Life, Health, and Disability Insurance. 3. LEININGER MCCABE PROPERTY MANAGEMENT, LLC POSITION: Co-Owner NATURE: Partnership LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 4485 Co Rd 6-1, Delta OH 43515, United States DESCRIPTION: Passive ownership receiving rental income 4. CUB SCOUT PACK NUMBER 325 POSITION: Pack Auditor NATURE: Domestic Nonprofit Corp INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 17510 Range Line Rd, Bowling Green OH 43402, United States DESCRIPTION: I review the pack's bank statements monthly and provide the pack with a summary each month on deposits and withdraws. I have no check writing authority my role is simply to double check the accounts. 5. SAVAGE AND ASSOCIATES - SECURITIES DBA POSITION: Financial Professional NATURE: Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2020 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43522, United States DESCRIPTION: Oversee client investments, make recommendations, manage a portfolio as part of my primary function as a FP . 6. BRIAN MCCABE, INSURANCE AGENT POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2020 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43522, United States DESCRIPTION: Selling Life and Health Insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-23
  • S66 Uniform Combined State Law Examination
    2020-11-23

View on SEC IAPD

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