Mitchell Keith Roper

Current Employers

Employment History

• 08/2016 → 05/2020
  University Of North Georgia
  Dahlonega, GA
• 09/2017 → 10/2018
  Chick-Fil-A
  Dahlonega, GA
• 07/2020 → 01/2024
  Purshe Kaplan Sterling Investments
  Albany, NY
• 05/2020 → 12/2022
  Thrivent Advisor Network Dba. 49 Financial
  Atlanta, GA
• 01/2023 → Present
  49 Wealth Management Llc
  Atlanta, GA
• 07/2024 → Present
  Oakwood Capital Securities, Inc.
  Minneapolis, MN

Other Businesses

1) 49 Financial; FIXED INSURANCE AGENT; Non-INVESTMENT RELATED; 3101 Cobb Pkwy SE, Suite 124 Atlanta, GA 30339 ; DESCRIPTION: BGA THROUGH WHICH ALL FIXED INSURANCE BUSINESS ROUTES THROUGH; RESPONSIBILITIES DUTIES: LICENSED AGENT TO WRITE FIXED INSURANCE BUSINESS; START DATE: 2024-07-21; 10 HR/MO DEVOTED TO BUSINESS OUTSIDE TRADING; 20 HR/MO DEVOTED TO BUSINESS DURING TRADING. PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 60. 2) 49 Wealth Management LLC; Registered Investment Adviser; Investment Advisor Representative; 3101 Cobb Pkwy SE, Suite 124 Atlanta, GA 30339; since 1/2023; 40 hours per month during business hours; Comprehensive financial planning; gives advice to clients; Give investment related advice 3) Oakwood Capital Securities; investment related; 600 US-169 Ste 1410 Minneapolis, MN 55426 Minnesota 55426 United States; Acting as a Registered Representative for variable products.; Registered Representative; Discussing variable products with clients in the context of a holistic financial plan and implementing products as needed for their planning.; Start date: 2024-08-07; 10 Hours per month during trading hours; 5 Hours per month outside trading hours. 4) 25Giving / Contractor / non-investment related / 3711 S MoPac Expy, Ste 150, Austin, TX 78746 / Refer nonprofit organizations to 25Giving to support the development of charitable giving strategies for their donors and prospects / start date: 05/27/2026 / Hours per month outside of trading hours dedicated to this OBA: 1 / Hours per month during of trading hours dedicated to this OBA: 1

Exams

• S66 Uniform Combined State Law Examination
  2023-02-22
• S63 Uniform Securities Agent State Law Examination
  2020-05-16

Other Names

• Mitch Roper