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200 West 6Th Street Suite 1920, Austin, TX 78701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-26 |
Branch Locations
200 West 6Th Street Suite 1920, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bastad Golfklubb | Bastad | 07/2017 | 08/2018 | |
| Abercrombie & Fitch | The Woodlands | TX | 12/2017 | 06/2018 |
| Chick-Fil-A | Claremore | OK | 10/2018 | 04/2019 |
| Keane Group | Houston | TX | 06/2019 | 08/2019 |
| Thrivent Asset Network Dba. 49 Financial | Austin | TX | 07/2020 | 12/2022 |
| Purshe Kaplan Sterling Investments | Albany | NY | 07/2020 | 01/2024 |
| Rogers State University | Claremore | OK | 08/2016 | 05/2020 |
| 49 Wealth Management | Austin | TX | 02/2023 | 06/2024 |
| Oxbow Advisors, Llc | Austin | TX | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2020-05-30 |
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