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Account
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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-02-27 |
Branch Locations
1600 Aspen Commons Suite 900, Middleton, WI 53562-4718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Oshkosh | WI | 09/2009 | 05/2017 |
| Northwestern Mutual Investment Services Llc | Middleton | WI | 03/2021 | 03/2022 |
| Northwestern Mutual Wealth Managment | Milwaukee | WI | 04/2021 | 03/2022 |
| Armed Forces | Madison | WI | 06/2013 | 06/2020 |
| Eurofins | Madison | WI | 10/2017 | 07/2020 |
| Equitable Advisors | Milwaukee | WI | 07/2020 | 03/2021 |
| Wayne Oral Coleman | Middleton | WI | 03/2021 | 04/2022 |
| Wealth Enhancement Group | Madison | WI | 04/2022 | 11/2024 |
| Unemployed | Madison | WI | 11/2024 | 01/2025 |
| Deibel Labs | Madison | WI | 05/2017 | 10/2017 |
| Thomas J Horky | Middleton | WI | 01/2025 | 02/2025 |
| Steffon A Walby | Middleton | WI | 01/2025 | 02/2025 |
| Steffon Walby | Middleton | WI | 02/2025 | Present |
| Thomas Horky | Middleton | WI | 02/2025 | Present |
| Northwestern Mutual Investment Services Llc | Middleton | WI | 02/2025 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-30 |
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