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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-30 |
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
333 N Lantana St Suite 297, Camarillo, CA 93010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Semtech Corporation | Camarillo | CA | 05/2016 | 08/2022 |
| Folino Tax & Financial Network | Camarillo | CA | 08/2022 | Present |
| Cetera Advisor Networks | Camarillo | CA | 07/2020 | 02/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FOLINO TAX & FINANCIAL NETWORK INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: DUE DILIGENCE MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: PINPOINT ENTRY, BIC ANALYSIS, OFFICE ADMIN SUPPORT, CLIENT NOTES, & CLIENT TRANSACTIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-21 |
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