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Nicholas Vaglia

Equitable Advisors, LLC

Sheffield, OH

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-14
OH RA APPROVED 2021-06-02
  • TX RA
    APPROVED_RES
    Since 2024-10-14
  • OH RA
    APPROVED
    Since 2021-06-02

Branch Locations

5061 Abbe Rd N Suite 2, Sheffield, OH 44035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 07/2020 Present
Mellon Investments Corp. Pittsburgh PA 07/2018 07/2020
Unemployed Pittsburgh PA 02/2018 07/2018
Mellon Capital Management Pittsburgh PA 06/2017 02/2018
Bny Mellon Pittsburgh PA 09/2014 06/2017
  • 07/2020 → Present
    Equitable Advisors, Llc
    New York, NY
  • 07/2018 → 07/2020
    Mellon Investments Corp.
    Pittsburgh, PA
  • 02/2018 → 07/2018
    Unemployed
    Pittsburgh, PA
  • 06/2017 → 02/2018
    Mellon Capital Management
    Pittsburgh, PA
  • 09/2014 → 06/2017
    Bny Mellon
    Pittsburgh, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-27
  • S66 Uniform Combined State Law Examination
    2021-05-27

View on SEC IAPD

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Other Investors

PETER ALBERT NOVAK
ERIC LOUIS HEILMANN
KATHERINE ROSE WHITE
Zachary Adam Bush
NATHANIEL STEVEN FOCKLER
LOGAN EDWARD BOLIN
David H Coletto
RONALD ALAN JURCZYNSKI

Other Offices

W.A. SMITH FINANCIAL GROUP · Sheffield Village, OH
LPL FINANCIAL LLC · SHEFFIELD VILLAGE, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Sheffield Village, OH
EDWARD JONES · SHEFFIELD VILLAGE, OH
CETERA INVESTMENT ADVISERS LLC · SHEFFIELD VILLAGE, OH
LPL FINANCIAL LLC · SHEFFIELD VILLAGE, OH
CETERA INVESTMENT ADVISERS LLC · AVON, OH
J.P. MORGAN SECURITIES LLC · LORAIN, OH

More in Sheffield, OH

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