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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-26
OH RA APPROVED 2014-02-14
  • TX RA
    APPROVED_RES
    Since 2023-05-26
  • OH RA
    APPROVED
    Since 2014-02-14

Branch Locations

Westlake, OH • United States

5061 Abbe Rd N Suite 2, Sheffield, OH 44035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/2013 06/2020
Equitable Advisors, Llc New York NY 09/2013 Present
Other Businesses

1. Epik Wealth Holdings, LLC, Member, LLC Created to purchase office building, Since 09/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-30
  • S66 Uniform Combined State Law Examination
    2014-01-30
Other Names
  • Katherine White

View on SEC IAPD

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