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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-03
AL RA APPROVED 2025-07-09
  • TX RA
    APPROVED
    Since 2025-09-03
  • AL RA
    APPROVED
    Since 2025-07-09

Branch Locations

670 South Perry Street Pob 750, Montgomery, AL 36104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Homemaker Enid OK 05/2010 06/2020
Stifel Birmingham AL 07/2020 12/2023
Wells Fargo Clearing Services, Llc Birmingham AL 12/2023 07/2025
Stifel, Nicolaus & Company, Incorporated Montgomery AL 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-10
  • S66 Uniform Combined State Law Examination
    2021-11-10

View on SEC IAPD

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