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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-06 |
| PA | RA | APPROVED | 2025-06-10 |
| ME | RA | APPROVED | 2024-10-15 |
| WY | RA | APPROVED | 2024-05-08 |
| CO | RA | APPROVED | 2024-02-02 |
| NE | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED | 2023-10-23 |
| NJ | RA | APPROVED | 2023-09-12 |
| FL | RA | APPROVED | 2023-09-11 |
| MA | RA | APPROVED | 2023-06-30 |
| CA | RA | APPROVED | 2023-02-07 |
| AR | RA | APPROVED | 2023-01-25 |
| NY | RA | APPROVED | 2023-01-25 |
| WI | RA | APPROVED | 2023-01-25 |
| MD | RA | APPROVED | 2022-11-07 |
| CT | RA | APPROVED | 2022-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Certified Financial Services | Farmington | CT | 06/2020 | 01/2022 |
| Trinity College | Hartford | CT | 09/2016 | 05/2020 |
| The Paper Store | Canton | CT | 10/2015 | 10/2016 |
| Saint Patricks Church | Collinsville | CT | 10/2014 | 01/2022 |
| Guardian Life Insurance Company | Farmington | CT | 01/2022 | Present |
| Park Avenue Securities | Farmington | CT | 01/2022 | Present |
1.) Saint Patrick's Church: cantor, I lead the congregation in singing at church, START DATE: 10/01/2014, ADDRESS: 7 Burlington Ave, Collinsville, CT 06019, 2 hours per month will be spent on this Outside Business Activity, 0 hours per month during normal securities trading hours, Not-Investment Related, Less than 10% annual compensation, 2.) Insurance: When Guardian isn't available for clients, I use other companies to sell life or disability insurance. I am an agent contracted with other companies., Start Date: 03/01/2021, Address: 197 scott swamp road farmington ct 06032, 3 hours per month will be spent on this Outside Business Activity, 3 hours per month during normal securities trading hours, Investment related 3.) KC Sisters- perform with sisters & family. Sing and play instruments. , Start: 05/31/2017, Address:52 Brentwood Drive Avon CT 06001, 10 total hours per month 0 during securities trading hours, Not Investment related, Less than 10% annual compensation, 4) KC Sisters Music-Owner of Publishing Company to receive royalties from published songs from KC Sisters, Start date: 05/25/2024, Address: 52 Brentwood Drive Avon CT 06001, 1 total hour per month per month; 0 during normal securities trading hours, Not-Investment Related, Less than 10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-17 |
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