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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2015-04-01
TX RA APPROVED 2015-04-01
  • MD RA
    APPROVED
    Since 2015-04-01
  • TX RA
    APPROVED
    Since 2015-04-01

Branch Locations

116 Hays Street, Bel Air, MD 21014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Belair MD 04/2015 Present
Previous Registrations
  • 2009-03-13 → 2015-04-28
    Bel Air, MD
  • 2005-05-24 → 2009-03-13
    Ferris, Baker Watts, Llc
    Bel Air, MD
    Belair, MD
Other Businesses

(1)RESIDUAL COMPENSATION ON INSURANCE BUSINESS; AFLAC; COLUMBUS, GA; INVESTMENT RELATED; NO TIME DEVOTED. COLLECT RENEWALS. (2) HAVRE DE GRACE DECOY MUSEUM INC; 215 GILES ST HAVRE DE GRACE MD 21078; DECOY MUSEUM; 05/01/14 TO 12/31/16; BOARD OF DIRECTORS; LONG TERM PLANNING & FUND RAISING; 2 HOURS DEVOTED PER MONTH; 0 HOURS DURING SECURITIES HOURS. NOT COMPENSATED. COMPENSATED. (3) Aberdeen Rotary, Aberdeen, MD. Board Member (06/2023) - will be responsible to help lead the charitable organization. Not compensated, not investment related, 4 hours/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-12
  • S66 Uniform Combined State Law Examination
    2005-04-12
Other Names
  • Todd Pauliny

View on SEC IAPD

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