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Katheryn Marie Lindquist

Lindenwood Financial LLC

Madison, WI

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Current Employers
Lindenwood Financial Llc

622 West Washington Avenue Suite 100, Madison, WI 53703 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-08-16
  • WI RA
    APPROVED
    Since 2023-08-16

Branch Locations

622 West Washington Avenue Suite 100, Madison, WI 53703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Central Wealth Management Madison WI 03/2020 02/2021
N/A Madison WI 06/2019 03/2020
Dotcom Therapy Madison WI 09/2018 06/2019
Heartland Financial Usa Madison WI 06/2017 09/2018
Great Midwest Bank Madison WI 10/2013 06/2017
T. Anton Investment House, Inc. Middleton WI 05/2021 05/2023
Lindenwood Financial Llc Madison WI 05/2023 Present
  • 03/2020 → 02/2021
    Central Wealth Management
    Madison, WI
  • 06/2019 → 03/2020
    N/A
    Madison, WI
  • 09/2018 → 06/2019
    Dotcom Therapy
    Madison, WI
  • 06/2017 → 09/2018
    Heartland Financial Usa
    Madison, WI
  • 10/2013 → 06/2017
    Great Midwest Bank
    Madison, WI
  • 05/2021 → 05/2023
    T. Anton Investment House, Inc.
    Middleton, WI
  • 05/2023 → Present
    Lindenwood Financial Llc
    Madison, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-29
  • S65 Uniform Investment Adviser Law Examination
    2021-01-29
Designations
Other Names
  • Katie Marie Lindquist
  • Katie Lindquist

View on SEC IAPD

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KRISTY LYNN REED
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SEAN STEPHEN WAYNE
TRAVIS RICHARD HEISER
MICHAEL DONALD GANT
Renee Elizabeth Lucas
ORSAN M KHARBUSH
Matthew Miller

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
LPL ENTERPRISE, LLC · MADISON, WI
CLF ASSET MANAGEMENT, INC. · MADISON, WI
EAGLE STRATEGIES LLC · MADISON, WI
VALMARK ADVISERS, INC. · Madison, WI
GREENPOINT ASSET MANAGEMENT V LLC · MADISON, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MADISON, WI

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